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Schapiro’s Replies: Blame The SEC—Not FINRA—For Madoff

Posted by NorthNJ 1221 days ago (http://registeredrep.com)
Category: Economy | Tags: finra madoff sec shapiro
Schapiro blames the SEC, not FINRA, for Madoff. Given her past, this is hardly a shocker.... read more »
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You Don't Need Compliance Approval to Listen

Posted by shorespeak 1165 days ago (http://shorespeak.com)
Category: Business | Tags: finra new media social media
Regulated industries, like securities sales, have unique considerations when using social/new media. In spite of the regulations your business can gr[...] read more »
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FINRA 09-53 Boosts Margin Requirements for Leveraged ETFs

Posted by shannonpaul 999 days ago (http://www.onn.tv)
Category: Funds and ETFs | Tags: etfs finra leveraged etfs
Breaking news that FINRA raised margin requirements for leveraged ETFs. This will likely cause a huge slow down in this type of investing activity. read more »
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