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Uptick Rule? You Gotta be Kidding Me!

Posted by zscheidt 1038 days ago, popular 1037 days ago (http://zachstocks.com)
Category: Economy | Tags: finance regulation sec short uptick rule
Restoration of the uptick rule for shorting appears imminent. But what effect will it really have on the markets? read more »
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General Motors files IPO documents to SEC

Posted by amabaie 540 days ago, popular 539 days ago (http://www.automonster.ca)
Category: Stocks | Tags: cars general motors ipo sec
General Motors filed documents Wednesday asking the Securities and Exchange Commission to approve an initial public offering of shares, a move that w[...] read more »
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SEC Considers Proposal for Uptick Rule

Posted by MoneyNing 1038 days ago, popular 1037 days ago (http://stocktradingbrokers.com)
Category: Stocks | Tags: investing sec short selling uptick
The SEC is finally doing something about the uptick rule. It may be another 3 months before something is finalized but it's better late than never. read more »
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SEC Is Considering Rules to Restrict Pay-to-Play (Update1) - Bloomberg.com

Posted by MoneyRates 1025 days ago, popular 1024 days ago (http://www.bloomberg.com)
Category: Business | Tags: rules sec pay to play regulate
U.S. Securities and Exchange Commission is considering rules to restrict money managers from paying to win state business as regulators ratchet up in[...] read more »
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Madoff Victims' 'Tragedy' Said to Have Escaped Scrutiny by SEC

Posted by StockMarketFunding 1152 days ago (http://www.stockmarketfunding.com)
Category: Business | Tags: madoff victims ponzi scheme sec
Bernard Madoff’s investment advisory business, alleged to be a Ponzi scheme that cost investors $50 billion, was never inspected by U.S. regulators a[...] read more »
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SEC advises no break in 'mark-to-market' rules

Posted by StockMarketFunding 1136 days ago (http://www.stockmarketfunding.com)
Category: Economy | Tags: investing mark-to-market rules sec
WSJ reports the SEC recommended against suspending fair-value accounting rules, instead suggesting improvements to deal with illiquid markets and red[...] read more »
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SEC chief says new short-selling rules a priority

Posted by StockMarketFunding 1011 days ago (http://www.stockmarketfunding.com)
Category: Stocks | Tags: sec short selling short selling rules
The head of the Securities and Exchange Commission said Tuesday she is making the issue of new rules restricting short-selling a priority as the agen[...] read more »
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Dear SEC: Thousands Rally Support In Favor Of Uptick Rule

Posted by daltronator 983 days ago (http://www.thestreet.com)
Category: Stocks | Tags: cramer sec short selling uptick rule
Over 8,000 voices spoke out looking for the SEC to bring back the controversial 'Uptick Rule'. But what is it and why do we need it so badly? read more »
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U.S. authorities probe insider trading at SEC

Posted by StockMarketFunding 1001 days ago (http://www.stockmarketfunding.com)
Category: Stocks | Tags: insider trading sec trading at sec
Two U.S. Securities and Exchange Commission employees are under investigation by federal criminal authorities for allegedly using insider information[...] read more »
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SEC head says 'uptick rule' may be reinstated

Posted by StockMarketFunding 1066 days ago (http://www.stockmarketfunding.com)
Category: Stocks | Tags: sec uptick rule uptick rule reinstated
The head of the Securities and Exchange Commission says dramatic changes in the global economy may merit restoring a rule aimed at preventing a massi[...] read more »
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Secure Savings

Posted by BradleyJohnson 964 days ago, popular 964 days ago (http://www.securesaving.com)
Category: Personal Finance | Tags: debt finance saving sec security caution
What really makes your savings secure? Many people think that a savings account with low interest is secure, but there are many other forces at work[...] read more »
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Citigroup Claims This Is A "Good Year"

Posted by zscheidt 1065 days ago (http://zachstocks.com)
Category: Stocks | Tags: bac banks citi nyse:c recession sec
CitiGroup Executives claim this is a "good year" citing profit after stripping out negative items. News ignites a market rally. How to participate [...] read more »
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Goldman Sachs Scandal SEC Inquiry into Mortgage Fraud

Posted by StockMarketFunding 665 days ago (http://www.stockmarketfunding.com)
Category: Economy | Tags: fraud gs mortgage fraud scandal sec
Goldman Sachs, SEC, Paulson, Abacus 2007-AC1, Goldman’s Abacus deals In seven of Goldman’s Abacus deals, the bank went to the American International [...] read more »
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CME Trades Higher on OTC Regulation

Posted by zscheidt 1002 days ago (http://zachstocks.com)
Category: Stocks | Tags: bac c cftc cme futures ice jpm sec otc
Geithner has proposed new regulation for the OTC derivatives markets. Oversight of these contracts would likely benefit clearing firms like CME Group[...] read more »
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To Reinstate the Uptick Rule or Not?

Posted by MChav06 1054 days ago (http://www.otcpicks.com)
Category: Stocks | Tags: sec stock market uptick rule
OTCPicks.com looks at the pros and cons of reinstating the uptick rule. The article goes into what the uptick rule is and if it could help decrease [...] read more »
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